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Series – 7 General Securities Representative Certification Exam (Series-7) - Finra Exam Questions

Last updated on June 22, 2026

97% Exam Compliance
400 Total Questions
1
Question
Which of the following activities by a limited partner may subject the partner to unlimited liability?
Options
A all of the above
B committing the partnership in any manner
C participating in management of the partnership
D making loans beyond those specified in the partnership agreement
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2
Question
Which of the following pays interest at maturity only?
Options
A a corporate serial bond
B US treasury bills
C Series H savings bonds
D Income bonds
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3
Question
Under which of the following was SIPC established?
Options
A Securities Act of 1933
B Securities Exchange Act of 1934
C Securities Exchange Reform Act of 1975
D Securities Investor Protection Act of 1970
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4
Question
When the Federal Reserve lowers reserve requirements, what is it attempting to do?
Options
A increase the rediscount rate
B raise interest rates
C ease credit
D counter inflation
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5
Question
For a self-employed individual’s retirement plan, ERISA permits an investment in which of the
following?
Options
A a unit investment trust
B a variable annuity
C all of the above
D a US Treasury bond
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