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FINRA General Securities Representative Examination (GS) (SERIES-7) - Finra Actual Exam Questions

Last updated on May 13, 2026

97% Exam Compliance
399 Total Questions
1
Question

A corporation makes a rights offering to raise $10 million of new capital by issuing one million shares of common stock. If it already has six million shares outstanding at the time of the offering. How many rights will the corporation distribute to its shareholders?

Options
A

one million

B

six million

C

ten million

D

sixteen million

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2
Question

Municipal syndicate allocation procedures are described in which of the following?

Options
A

underwriting agreement

B

syndicate account letter

C

agreement among the underwriters

D

official statement

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3
Question

On which of the following is depreciation permitted?

Options
A

rental property whose value is declining

B

residential property not used for business

C

property whose maintenance exceeds the investment credit

D

equipment subject to recapture

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4
Question

Which of the following forms of underwriting is least likely for an offering of municipal bonds?

Options
A

negotiated

B

competitive bid

C

firm commitment

D

best efforts

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5
Question

Which of the following does not decrease basis?

Options
A

cash or property paid out

B

depletion of real property

C

losses

D

income from extraordinary sources

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